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January 6, 2006
by Matt Barr

The supreme law of the land

Justice Tom Parker of the Alabama Supreme Court wrote an op/ed in the Birmingham News this week. We last encountered Justice Parker here when he wrote an opinion arguing that Marbury v. Madison, the seminal Supreme Court case ostensibly establishing the principle of judicial review in the United States, shouldn't be read to say that "constitutional interpretation is exclusively the responsibility of the judiciary." (Emphasis mine.) The op/ed expands on this and deals with how (and whether) state judges should be guided by Supreme Court precedent.

Parker writes of the case of Renaldo Adams, sentenced to death for the 1997 rape and murder of a pregnant woman. Parker helped prosecute him as an Assistant Attorney General before he joined the court. The Alabama court, minus Parker, who had to recuse himself, reversed the death penalty, citing the U.S. Supreme Court's recent Roper v. Simmons decision outlawing capital punishment for offenders who committed their crimes while under 18 (the holding of the case is often described by dishonest commentators as prohibiting the execution of minors).

Parker despairs that the Alabama court vacated the death sentence "not because of any error of our courts but because they chose to passively accommodate -- rather than actively resist -- the unconstitutional opinion of five liberal justices on the U.S. Supreme Court."

The proper response to such blatant judicial tyranny would have been for the Alabama Supreme Court to decline to follow Roper in the Adams case. By keeping Adams on death row, our Supreme Court would have defended both the U.S. Constitution and Alabama law (thereby upholding their judicial oaths of office) and, at the same time, provided an occasion for the U.S. Supreme Court, with at least two new members, to reconsider the Roper decision.

There's inflammatory material in the op/ed, including the above if you don't understand the background of the Roper case, so I want to segregate three things that are going on in Parker's piece.

1. Liberal judicial activism is a blight on our Republic. I don't want to de-emphasize this aspect of Parker's argument; if he didn't strongly believe this he wouldn't write at all. But I recognize that you either believe this or you don't, and no op/ed or blog post will change your mind either way, so I think acknowledging that's where he's coming from and setting it aside is best. Parker argues as follows:

After all, the liberals on the U.S. Supreme Court already look down on the pro-family policies, Southern heritage, evangelical Christianity, and other blessings of our great state. We Alabamians will never be able to sufficiently appease such establishment liberals, so we should stop trying and instead stand up for what we believe without apology.

Rather than agreeing or disagreeing with the factual assertion or suggestion for action above, let's note this part of the argument and move on to the precise grounds on which Parker argues the court should have ignored Roper. It has to do both with the procedural posture of Roper and a broader conception of judicial review.

2. The Supreme Court has endorsed ignoring its precendents to give activists another bite of the apple. As Parker correctly notes:

Roper itself was established as new U.S. Supreme Court "precedent" only because the Missouri Supreme Court refused to follow prior precedent. The U.S. Supreme Court used the appeal resulting from the Missouri decision to overturn its previous precedent and declined to rebuke the state court for disregarding the prior precedent.

A 15-year-old precedent overturned by Roper called the execution of convicts who committed their crimes while 16 or 17 constitutional. Missouri's Supreme Court in the Roper case did indeed decline to follow that that U.S. Supreme Court precedent, giving the Roper Justices occasion to overrule it. Before you assail Parker for advocating lawlessness, you have to understand this. At the very least, as Parker notes, the U.S. Supreme Court should have discouraged this practice by rebuking the Missouri court if it didn't like state courts declining to follow precedent.

These parts of the argument separated out, let's get to the interesting part.

3. The Supreme Law of the Land is the Constitution and laws, not Supreme Court opinions. This is counterintuitive, isn't it? After all, if it's the province and responsibility of the Supreme Court to say what the law is, if it says the Constitution requires something, then that's what the Constitution requires.

Except that this can't be true, at least with regard to state courts. What does Article VI of the Constitution say?

This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.

Emphasis supplied. But where is the problem here? Suppose the United States arrested, convicted and imprisoned an Alabamian under a law which forbade criticizing the President or Congress. Suppose the Supreme Court upheld his conviction. Or, pick the most obviously unconstitutional scenario you can think of. Suppose the law we're talking about called criticizing the President treason, and it was an ex post facto law. The law is unconstitutional in at least three ways(*), but the Supreme Court goes along with it. Must the Alabama Supreme Court recognize that precedent?

Arguably -- intuitively, even -- state Supreme Court justices who take an oath to uphold the Constitution would be obligated not to recognize that precedent. Don't worry, you needn't agree with Parker's opinion on Roper yet. Hopefully, you're with me so far, though.

You may say: If the Supreme Court acted so unlawfully, the offending Justices could be impeached, or the Constitution could be amended, or the President could pardon the offender, or the law could be changed in Congress. Checks and balances exist in our constitutional framework itself to prevent this kind of abuse of power; no one need be a vigilante.

You're right, but the problem is that all these checks and balances require federal action. What happens if a state is aggrieved, and considers a federal law unconstitutional? What happens if that unconstitutional federal law is upheld by the U.S. Supreme Court? Are judges in Alabama bound by Article VI to recognize that opinion as the Supreme Law of the Land?

To avoid that unacceptable, if difficult to imagine, result you have to consider that Article VI says the Constitution, laws and treaties are supreme; not Supreme Court opinions. If the Supreme Court acts contrary to the Constitution, state judges are bound by the latter, not the former.

If the Supreme Court acts unconstitutionally and separation of powers checks and balances are not available to you as a means of correcting it, because you're a state, not the executive or legislative branches of the federal government, your state courts are not bound to recognize, follow or endorse that Supreme Court action.

So goes the argument. What counterarguments aren't considered or are rejected?

That invites chaos, you say, forgetting that Roper itself was decided because a state declined to follow Supreme Court precedent. You might sensibly argue that federalism (or, a "workable government," if you prefer) requires that one entity needs to be the arbiter of what the Constitution allows, requires and prohibits. You might even sensibly nominate the U.S. Supreme Court to be that entity. But when you do so you're making a policy argument, not relying on the Supremacy Clause or anything else in the Constitution. You're not even relying on Marbury v. Madison, which says that the Court's province and duty is to say what the law is. As Parker asks in the opinion linked in the first paragraph, is it the Court's exclusive province and duty?

In Cooper v. Aaron, you may say, Arkansas refused to implement and actively opposed the Brown v. Board of Education mandate. You either think Cooper was decided incorrectly, in which case you're a boob, or that even if it was decided correctly, the state cold have shrugged it off and gone on barring black kids from desegregated public schools.

I'm not so quick to trot Cooper out. Cooper involved actions by the Governor and legislature of the state. Where Article VI expressly tells us what judges in the state are to be bound by, it doesn't seem necessary to look for analogous situations elsewhere not governed by that explicit text. Further, Brown was decided based on the text of the Fourteenth Amendment's Equal Protection clause, which governs what a state may or may not do. Roper is an Eighth Amendment decision.

Incorporation! you cry. For the love of God, no, let's not argue about incorporation. The Fourteenth Amendment prohibits the state from denying its citizens equal protection; in Cooper, the state denied equal protection. If you think litigation under the Cruel and Unusual Punishments clause is of the exact same kind and character at the state level as the Fourteenth Amendment's Equal Protection Clause, we're not going to get very far, and we'll have to agree to disagree.

Or, put another way, do you suppose we fought a bloody civil war and enacted the Reconstruction Amendments to stop southern states from dehumanizing and suppressing African Americans or so that state penal systems could be federalized? I can see arguing that because states follow Roper, then obviously they should follow Brown, but I don't think the opposite argument is persuasive.

This whole thing seems to me like a bad knockoff of A Few Good Men.

KAFFEE: A moment ago said that you ordered the state to order the penal system not to execute Adams.

JESSEP: That's right.

KAFFEE: And the state was clear on what you wanted?

JESSEP: Crystal.

KAFFEE: Any chance the state ignored the order?

JESSEP: Ignored the order?

KAFFEE: Any chance they just forgot about it?

JESSEP: No.

KAFFEE: Any chance the state left your chambers and said, "The Supreme Court is wrong"?

JESSEP: No.

KAFFEE: When the state spoke to the prosecutors and ordered them not to execute Adams, any chance they ignored them?

JESSEP: Have you ever spent time in Constitutional Law department, son?

KAFFEE: No sir.

JESSEP: Ever wrote an article about the Ninth Amendment?

KAFFEE: No sir.

JESSEP: Ever tried to pass a law helping people be free, whether they like it or not?

KAFFEE: No sir.

JESSEP: We follow Supreme Court precedent, son. We follow Supreme Court precedent or people die. It's that simple. Are we clear?

KAFFEE: Yes sir.

JESSEP: Are we clear?

Crystal! And so we rise and sleep under the very blanket of freedom the Supreme Court provides, and then question the manner in which they provide it. Commentators -- like Positive Liberty, PrawfsBlawg and GreeneSpace -- would prefer we just said thank you, and went on our way. As we recall, though, Jessep turns out not to be as above the law as he thinks he is.

Snark aside, the upshot is that this is a more complex, and frankly interesting, scenario than commenters today or back when Parker published his opinion above seem to be willing to admit.

(*)Art. I, Sec. 9; Art. III, Sec. 3; Am. I

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Comments
No one of particular import posted:

There's a problem with Parker's analysis and by extention yours.

The Missouri Supreme Court did NOT "refuse to follow prior precedent". The state courts have been and always will be able to recognize protections from government that exceed what the US Supreme Court and/or the US Constitution (depending on how you want to parse this) require.

The US Supreme Court held that, pre-Roper, executions of minors was not an 8th Amendment violation. That was not a RESTRICTION on any state court from going a step further, as Missouri's court eventually did.

The classic example (I hate aruging by analogy, but hear me out) is Miranda. The US Supreme Court held various Amendments required the well known reading or advising of the Miranda rights. If Vermont's Supreme Court, tomorrow wanted to EXPAND and claim that Miranda PLUS some things are required, that's not ignoring Miranda. That's EXPANDING on it.

Returning to Missouri, what the MO Supremes held was that the 8th Amendment as they understood it did include execution of minors as cruel & unusual. Again, the Supreme Court in its prior precedents NEVER, EVER said "States, you MUST excute minors". No, what it said was "States, if you want to excute minors, we don't think the 8th Amendment will stop you". IMPLICIT is the idea that other courts may grant a more EXPANSIVE definition and recognition of rights, but NEVER less than.

January 7, 2006 1:40 PM


MJB posted:

What you say is true to a point. If the Court has, say, never passed on the question whether random traffic stops are permitted by the Fourth Amendment, a lower court is free to say they are. But where the Court has said they are, a lower Court can't simply say "despite what the Supreme Court has said, here in the ____rd Circuit these stops are unconstitutional."

This is essentially what the Missouri court did. Scalia (whatever else you think of his dissent) addresses this issue and cites cases to flesh out the doctrine here:

Until today, we have always held that "it is this Court's prerogative alone to overrule one of its precedents." State Oil Co. v. Khan, 522 U. S. 3, 20 (1997). That has been true even where " 'changes in judicial doctrine' ha[ve] significantly undermined" our prior holding, United States v. Hatter, 532 U. S. 557, 567 (2001) (quoting Hatter v. United States, 64 F. 3d 647, 650 (CA Fed. 1995)), and even where our prior holding "appears to rest on reasons rejected in some other line of decisions," Rodriguez de Quijas v. Shearson/American Express, Inc., 490 U. S. 477, 484 (1989).

January 7, 2006 3:19 PM


No one of particular import posted:

If the Court has, say, never passed on the question whether random traffic stops are permitted by the Fourth Amendment, a lower court is free to say they are. But where the Court has said they are, a lower Court can't simply say "despite what the Supreme Court has said, here in the ____rd Circuit these stops are unconstitutional."

You are mistaking what a lower FEDERAL court may do and what a STATE court may do.

If a FEDERAL district or circuit court expanded beyond what the Supreme Court previously said, that's one thing.

But state courts derive their authority from the state itself. They cannot LIMIT rights the US Supreme Court says are there but they sure as heck can EXPAND, as happened in this case.

So, let's turn back to your traffic stop example. The US Supreme Court rules that they do not run afoul of the 4th Amendment. That does NOT mean a STATE court can find that in fact it does and read the amendment more expansively that the US Supreme Court does.

See the difference?

January 8, 2006 2:54 PM


MJB posted:

I see that your thesis is that state courts needn't follow the Supreme Court's interpretation of the constitution, but to prevent yourself from getting bitten, you're saying this is so only if Justice Parker remains wrong. There may be support in Supreme Court precedent for your position that I'm not aware of, but I'll bet there isn't. The doctrine that state laws and constitutions may grant more expansive rights than the U.S. Constitution is well settled, and I wonder if that's what you're thinking of.

January 9, 2006 9:57 AM


No one of particular import posted:

"I see that your thesis is that state courts needn't follow the Supreme Court's interpretation of the constitution, "

Absolutely, positively, utterly wrong. That was never my thesis and it is strange twisting to somehow tunr my statements into such a proposition.


"The doctrine that state laws and constitutions may grant more expansive rights than the U.S. Constitution is well settled, and I wonder if that's what you're thinking of."

This is precisely what I was submitting. All the Missouri court was doing was reading the 8th Amendment more expansively that the US Supreme Court, NOT to borrow Parker and your words "ignoring" the previous decisions of the court or trying to overturn precedent. The Missouri court did not "refused to follow prior precedent" it EXPANDED rights under the 8th Amendment.

Had hoped for a rationale discourse, having read your blog for awhile. But since you seem quite content with misrepresenting my thesis as being "that state courts needn't follow the Supreme Court's interpretation of the constitution" (which again is 180 degrees from my EXPRESS WORDS as typed), so I bid you good day.

January 9, 2006 1:02 PM


MJB posted:

I guess I'm surprised at your reaction. You could conceivably think I'm mistaken without thinking I'm some oaf out to irrationally cuff you around. In 1989 in Stanford, the Court said that executing an offender who committed a crime at 17 was not unconstitutional. In 2003 the Missouri Supreme Court said executing an offender who committed his crime at 17 was unconstitutional. It didn't say the state constitution forbade it, it said the U.S. Constitution did. It requires no twisting at all to summarize this as "state courts need not follow the U.S. Supreme Court's interpretation of the constitution."

You say the theory that state laws and constitutions may grant greater rights than the U.S. Constitution is "precisely" what you were saying, but you weren't, as evidenced by the fact that even as you insist you were, you say the Missouri court was expanding the Eighth Amendment. To the U.S. Constitution, I assume. If the Missouri court had held that Simmons couldn't be executed because of a provision of the Missouri constitution, the U.S. Supreme Court wouldn't have even had jurisdiction to hear an appeal.

January 9, 2006 1:33 PM


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